Securities
Practices
Related Practices
The Securities group of Woods Rogers represents both private and publicly held companies. Our attorneys routinely prepare SEC filings, including forms 8-K, 10-Q, 10-K, and Schedule 13D.
Our Firm provides advice and counsel to companies regarding shareholder issues, including tender offers, rights plans, shareholder meetings and proxy solicitations.
Our attorneys also handle a wide range of securities offerings and a variety of other compliance work under the federal and state securities laws, including private placements and initial public offerings.
Newsletters
- Securities Update
- SEC Holds Open Meeting on Say on Pay Rules
- ISS Releases its 2011 U.S. Corporate Governance Policy Updates
- SEC Releases Proposed Rules for Whistleblower Incentives & Protection Program
- SEC Proposes Rules Regarding Shareholder Approval of Executive Compensation and Golden Parachute Compensation
- SEC Issues Additional Guidance on MD&A
- SEC Puts Proxy Access Rules and Amended Shareholder Proposal Rules on Hold
- SEC Adopts New "Proxy Access" Rules and Amends Current Shareholder Proposal Rules
- SEC Adopts New "Proxy Access" Rules and Amends Current Shareholder Proposal Rules